Compliance & Regulatory Executive

Snaphunt Pte Ltd

Compliance & Regulatory Executive

Snaphunt Pte Ltd


Job Nature: Permanent

Position Level: Entry Level, Experienced

Job Category: Financial Controller, Corporate Banking, Corporate Finance, Credit & Loan

Qualification: ITE/ NITEC/ Higher NITEC, Diploma, Bachelor's / Honours

Salary: Login to view


The Offer
 

  • Manage all aspects of compliance and regulatory requirements for a financial advisory firm. 
  • Great opportunity to be part of a dynamic fast paced work environment.
  • Flexible working options with great benefits

 

The Employer
 

Our client is an elite Agency within a trusted financial advisory firm. The Agency supports its consultants with unique resources to service clients. The Agency is looking for highly motivated candidates to join their ever-growing pool of successful consultants.

 

The Job

You will be responsible for: 

  • Overseeing all aspects of compliance including internal policies and regulatory requirements.
  • Proactively identifying current/potential compliance issues and ensuring these are appropriately escalated so that correct remedial actions are taken in a timely manner.
  • Reviewing and updating compliance policies and procedures.
  • Monitoring regulatory developments, analysing their business impact and updating policies and procedures to reflect these in collaboration with team members.
  • Conducting training on compliance matters to raise compliance awareness across the organisation.


The Profile
 

  • You have at least 2-4 years experience, including experience in a similar role ideally within insurance, retail banking or wealth management.
  • Working knowledge of Mandarin and English is required to be able to liaise with relevant clients in the south east region.
  • You possess excellent communication skills and can collaborate effectively with multiple stakeholders.
  • You are a strong team player who is highly goal-driven and works well in a fast-paced environment.
  • A good relationship builder who has great management skills.
  • You are willing to undertake some amount of travel.
  • Min. age 21 and above, in accordance to MAS regulation.

 

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